Guidelines For Trust Audits

Topics:
Audits
Tags:
Audit,
Auditor,
Finance,
Financial Accounting
Source:
Kansas Office of the State Bank Commissioner

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Overview: From the executive summary: ‘The independence of the auditors, whether internal or external, should not be compromised. Auditors must report to the board of directors, enabling the audit function to be independent of trust management. Internal auditors must not include individuals currently employed in the bank's trust department or trust company's operational staff. External and internal auditors should not have any conflicts of interest, or direct or indirect material financial interest in the bank or trust company.’ The paper elucidates certain guidelines pertaining to internal and external audits.

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Format: PDF | Size: 29KB | Date: Jan 2003 | Pages: 4

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