Does ERISA Require An Investment Policy Statement?

Topics:
Stock Options
Tags:
401(k),
Regulations,
Policy Statement,
Payroll Solutions,
Investment,
Human Resources,
Government,
Finance,
ERISA,
Benefits,
...
Source:
Aspen Publishers

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Overview: From the executive summary: ‘Experts indicate that the legal responsibility for the investments in 401(k) plan rests with the corporate officers who oversee the management of the plan’s assets even if the duties are delegated to investment managers. The paper addresses the question of whether the Employment Retirement Income Security Act (ERISA) requires 401(k) plans to have a written Investment Policy Statement (IPS), and if it is not clearly required, whether a fiduciary should nonetheless develop and document one.’

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Format: HTML | Date: Jan 2002 | Pages: 1

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