The Effect Of The SEC’s Sarbanes-Oxley Regulations On Washington Attorneys’ Obligations Under The Rpcs
- Topics:
- Case Management
- Tags:
- Finance,
- Sarbanes-Oxley Act,
- Sarbanes-Oxley,
- RPC,
- Regulatory Compliance,
- Regulations,
- Policies And Procedures,
- Obligation,
- Networking,
- Human Resources,
- ...
- Source:
- Washington State Bar Association
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Overview: This article discusses whether the obligations of a Washington lawyer under the Rules of Professional Conduct been affected by Security and Exchange Commission regulations under the Sarbanes-Oxley Act imposing and/or authorizing reporting, disclosure and/or withdrawal obligations in certain circumstances? It also discusses pertinent language of the Washington Rules of Professional Conduct, the SEC Regulations and the Proposed SEC Regulations that includes Pertinent Rules of Professional Conduct; Pertinent Provisions of the SEC Regulations etc.
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Format: WORD | Size: 7KB | Date: Jan 2003
