Consumer Privacy Rules: Compliance By Private Investment Fund Managers

Topics:
Commercial Lending,
Securities litigation
Tags:
Akin Gump Strauss Hauer & Feld,
Compliance,
Finance,
Financial Accounting,
Investment,
Investor,
Policies And Procedures,
Privacy Rule
Source:
Akin Gump Strauss Hauer & Feld

FREE Registration is required

Overview: If one is the general partner or manager of a hedge fund, private equity fund or any other private investment fund that has any individual investors, is subject to new, federal rules designed to protect the privacy of information obtained concerning those individuals. These new federal rules (the Privacy Rules) require to (1) adopt policies and procedures to safeguard certain personal information about prospective and existing investors and (2) give initial and annual notices to prospective and existing investors about these policies and procedures. The Privacy Rules apply to one even if they are not registered with the Securities and Exchange Commission (SEC) or any other financial services industry regulator.

(Is this item miscategorized? Does it need more tags? Let us know.)

Format: PDF | Size: 69KB | Date: Jun 2001 | Pages: 5


advertisement
  • Click Here
  • Click Here
  • Click Here

Returning users: Log In Here!

Already registered on BNET, TechRepublic, or ZDNet? Simply log in.

Free Membership: Sign Up Now!

Sign up for a free membership today and get instant and unlimited access to one of the largest databases of white papers, webcasts, and casestudies anywhere. Your FREE membership allows you to:

  • Download an unlimited amount of content, including classic and current white papers, case studies, webcasts and more
  • Track content on your chosen topics of interest
  • Receive targeted email alerts when your favorite content is added
  • Save content for future reading
  • Receive our member newsletter

When you register to access this directory, you become a member of BNET. In addition, you allow us to share your information with companies that produce products or services featured in the library--so that such companies may contact you with information and offers regarding their products and services. This enables us to keep the library a free service. As a directory registrant, you will receive a complimentary subscription to the BNET member newsletter, The BNET Report. You can unsubscribe from this newsletter at any time. By clicking the Sign up button, you indicate that you agree to our Terms and Conditions and have read and understand our Privacy Policy (updated).