Sarbanes-Oxley Act of 2002-Thelen Reid & Priest LLP
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- Regulatory issues
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- Sarbanes-Oxley Act,
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Overview: In this article Sarbanes-Oxley Act of 2002 has been discussed. The purpose of this article is to provide useful, practical information and guidance to corporate and securities clients to assist them in complying with the federal securities laws as those laws have been reshaped by Sarbanes-Oxley. It focuses on three main topics: (I) chief executive officer and chief financial officer accountability; (II) the audit committee of the board of directors, auditor independence and corporate governance; and (III) enhanced public company disclosures and SEC reviews. These topics are covered principally in Titles II, III, IV and IX of Sarbanes-Oxley, and the section references noted throughout this discussion are, unless otherwise indicated, to those particular provisions of the law.
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Format: HTML | Date: Aug 2002 | Pages: 1
