Final SEC Rules on Electronic Filing and Web Site Posting of Section 16 Reports
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- Section 16,
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Overview: On May 7, 2003, the Securities and Exchange Commission published a release covering required electronic filing and Web site posting of Section 16. While the rule and form amendments were, generally, adopted as proposed, the Commission adopted additional rule amendments to permit Section 16 forms submitted by direct transmission. Section 16 applies to every person who is the beneficial owner of more than 10% of any class of equity security registered under Section 12 of the Exchange Act and each officer and director of the issuer of the security. Reporting persons must comply with the electronic filing requirements for beneficial ownership reports filed on or after June 30, 2003. Issuers must comply with the Web site posting requirements as to beneficial ownership reports filed on or after June 30, 2003.
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Format: HTML | Date: May 2003 | Pages: 1
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