Report Pursuant To Section 704 Of The Sarbanes-Oxley Act Of 2002

Topics:
Sarbanes Oxley Compliance
Tags:
Business Operations,
Sarbanes-Oxley,
Sales Force Management,
Sales,
Regulatory Compliance,
Regulations,
Policies And Procedures,
Litigation,
Human Resources,
Government,
...
Source:
U.S. Securities and Exchange Commission

FREE Registration is required

Overview: "Section 704 of the Sarbanes-Oxley Act directs the Commission to study enforcement actions over the five years preceding its enactment in order to identify areas of issuer financial reporting that are most susceptible to fraud, inappropriate manipulation, or inappropriate earnings management (the “Study”). In addition, Section 704 directs the Commission to report its findings to Congress, including a discussion of recommended regulation or legislation (the “Report”). This Study involved the review of all of the Commission’s enforcement actions filed during the period July 31, 1997 though July 30, 2002 (the “Study period”) that were based on improper issuer financial reporting, fraud, audit failure, or auditor independence violations."

(Is this item miscategorized? Does it need more tags? Let us know.)

Format: PDF | Size: 982KB | Date: Jan 2003 | Pages: 69

People who downloaded this item also downloaded

White Paper Risk Management in Optimistic Effort Estimates and Schedules With Dynamic Project Environment
White Paper Basic Frameworks for Risk Management
White Paper Fraud Detection: SAS 99 Increases Auditors' Responsibilities
White Paper Preventing Fraudulent Financial Reporting
White Paper SAS 82's Effects on Fraud Discovery

Top results from Sarbanes Oxley Compliance

White Paper Access control Lists (ACLs)
White Paper 3 Steps To Securing Your Network And Preventing Common Security Mistakes
White Paper Designing High Availability for SQL Server 2005
Webcast On Demand Webcast: A Smarter way to Successful SOA - Information as a trusted strategic asset
White Paper Cost Effective Security and Compliance with Oracle Database 11g Release 2

» View all Sarbanes Oxley Compliance listings

advertisement
advertisement
  • Click Here
  • Click Here
  • Click Here
advertisement

Returning users: Log In Here!

Already registered on BNET, TechRepublic, or ZDNet? Simply log in.

Free Membership: Sign Up Now!

Sign up for a free membership today and get instant and unlimited access to one of the largest databases of white papers, webcasts, and casestudies anywhere. Your FREE membership allows you to:

  • Download an unlimited amount of content, including classic and current white papers, case studies, webcasts and more
  • Track content on your chosen topics of interest
  • Receive targeted email alerts when your favorite content is added
  • Save content for future reading
  • Receive our member newsletter

When you register to access this directory, you become a member of BNET. In addition, you allow us to share your information with companies that produce products or services featured in the library--so that such companies may contact you with information and offers regarding their products and services. This enables us to keep the library a free service. As a directory registrant, you will receive a complimentary subscription to the BNET member newsletter, The BNET Report. You can unsubscribe from this newsletter at any time. By clicking the Sign up button, you indicate that you agree to our Terms and Conditions and have read and understand our Privacy Policy (updated).