SEC Implements Internal Control Provisions Of Sarbanes-Oxley Act; Adopts Investment Company R&D Safe Harbor

Topics:
Sarbanes Oxley Compliance
Tags:
Financial Services,
Internal Control,
Investment Company,
Sarbanes-Oxley Act,
SEC
Source:
U.S. Securities and Exchange Commission

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Overview: The Securities and Exchange Commission’s has voted to adopt rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The Commission also consider to adopt new Rule 3a-8 under the Investment Company Act to provide a nonexclusive safe harbor from the definition of investment company for certain research and development companies. The Securities and Exchange Commission includes the rules concerning management's report on internal control over financial reporting and certification of disclosures in Exchange Act periodic reports. The Commission also focuses adopt new Rule 3a-8 under the Investment Company Act to provide a nonexclusive safe harbor from the definition of investment company for certain research and development companies.

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Format: HTML | Date: Jan 2003 | Pages: 1

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