Regulatory Advisory Services for the Hedge Fund Industry

Topics:
Investment and Capital Markets
Tags:
Advisor,
Finance,
Financial Services,
Hedge Fund,
Investment
Source:
KPMG International

FREE Registration is required

Overview: With recent growth in the hedge fund industry, securities industry regulators are increasing enforcement actions and focusing on establishing a regulatory framework for hedge funds on a par with frameworks for other financial services segments. Securities and Exchange Commission (SEC) staff recommended that hedge fund advisers be required to register as investment advisers under the Investment Advisers Act of 1940. With the likely adoption of this registration requirement, hedge funds and their advisers - whether or not they are currently registered as investment advisers - should increase their focus on assuring that they have a strong compliance culture and internal control environment in place.

(Is this item miscategorized? Does it need more tags? Let us know.)

Format: PDF | Size: 34KB | Date: Dec 2004 | Pages: 2

People who downloaded this item also downloaded

White Paper Lethal Job Interview Mistakes

Top results from Investment and Capital Markets

White Paper Risk Analysis and Capital Adequacy of Hedge Funds
White Paper On the Performance of Alternative Investments: CTAs, Hedge Funds, and Funds-of-Funds
White Paper Intermediary Risk In The Indirect Holding System For Securities
White Paper Hedge Funds & Listed Options: Portfolio Management Strategies
White Paper European Asset Management Industry Set for Slower Profit Growth, According to Oliver, Wyman & Company and UBS Warburg

» View all Investment and Capital Markets listings

advertisement
advertisement
  • Click Here
  • Click Here
  • Click Here
advertisement

Returning users: Log In Here!

Already registered on BNET, TechRepublic, or ZDNet? Simply log in.

Free Membership: Sign Up Now!

Sign up for a free membership today and get instant and unlimited access to one of the largest databases of white papers, webcasts, and casestudies anywhere. Your FREE membership allows you to:

  • Download an unlimited amount of content, including classic and current white papers, case studies, webcasts and more
  • Track content on your chosen topics of interest
  • Receive targeted email alerts when your favorite content is added
  • Save content for future reading
  • Receive our member newsletter

When you register to access this directory, you become a member of BNET. In addition, you allow us to share your information with companies that produce products or services featured in the library--so that such companies may contact you with information and offers regarding their products and services. This enables us to keep the library a free service. As a directory registrant, you will receive a complimentary subscription to the BNET member newsletter, The BNET Report. You can unsubscribe from this newsletter at any time. By clicking the Sign up button, you indicate that you agree to our Terms and Conditions and have read and understand our Privacy Policy (updated).