Under Pressure, Compliance Starts Earlier Than Ever

Topics:
Investment and Capital Markets
Tags:
Compliance,
SourceMedia
Source:
SourceMedia

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Overview: There's no mystery as to why the largest investment management companies have increasingly turned to pre-trade compliance solutions. Portfolios have become filled with more complex and geographically diverse financial instruments, assets under management have swelled, and more institutions than ever have specific demands regarding suitable portfolio content. Add in the wave of scandals that has brought increasing scrutiny from regulators, legislators, the media and the public, and a simple mantra emerges: Stop mistakes before they occur. This is why virtually all top-tier investment managers have turned to software solutions that allow them to run numerous "what if?" scenarios before actual trading begins.

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Format: PDF | Size: 26KB | Date: Sep 2005 | Pages: 3

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