Sarbanes-Oxley Act of 2002 Highlights for Foreign Private Issuers
- Topics:
- Sarbanes Oxley Compliance
- Tags:
- Finance,
- Securities Act,
- Sarbanes-Oxley Act 2002,
- Sarbanes-Oxley Act,
- Sarbanes-Oxley,
- Regulatory Compliance,
- Regulations,
- Policies And Procedures,
- Human Resources,
- Government,
- ...
- Source:
- Shearman & Sterling LLP
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Overview: The Sarbanes-Oxley Act 2002 applies to any issuer, including any non-US issuer, that has securities registered or is required to file reports under the Securities Exchange Act of 1934 (the ôExchange Actö). It also applies to an issuer that has filed a registration statement under the Securities Act of 1933 that is not yet effective. The Act does not apply to issuers who merely submit information under Rule 12g3-2(b) of the Exchange Act. The Act contains no explicit exemption for foreign private issuers. This article highlights the implications of the Act for foreign private issuers.
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Format: PDF | Size: 169KB | Date: Aug 2002 | Pages: 4
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