New Business Models for Securities Research

Topics:
Investment and Capital Markets
Tags:
Business Model,
Business Operations,
Management,
Quality,
Securities Industry Association,
Security,
Strategy
Source:
Securities Industry Association

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Overview: New equity research business models are rapidly emerging. The new business models are the product of structural changes, induced largely by dramatic alteration of the regulatory landscape. This in turn is transforming virtually every aspect of how research is produced, distributed and funded. The practical issues of managing the provision of research, such as compensation, communications, conduct and quality control, have been made more challenging by the need to ensure compliance with an evolving set of new regulatory rules according to the report.

(Is this item miscategorized? Does it need more tags? Let us know.)

Format: PDF | Size: 528KB | Date: Dec 2003 | Pages: 36

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